Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601 Truth Commissions In Guatemala And Peru: Perpetual Impunity And Transitional Justice Compared Joanna Crandall Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601 Truth Commissions In Guatemala And Peru: Perpetual Impunity And Transitional Justice Compared Introduction Truth commissions are popular mechanisms for assisting post-conflict countries in the
transition from violent and divided histories toward democratic and reconciled futures. In
the past, the options for addressing gross human rights violations were limited to criminal
trials, and in practice, almost no individual trials for human rights violations have
proceeded. In such a climate, it would seem that truth commissions offer an acceptable
and necessary alternative to leaving the pact of silence and impunity sealed. Advocates
of truth commissions view prosecutions of past human rights violations as an inherently
flawed method of confronting the past and reconciling a traumatized nation. They argue
that trials are expensive, timely and do not achieve the overall analysis that truth
commissions accomplish. Moreover, trials are intrinsically focused on the individual
perpetrator, whereas conventional truth commissions centre on the victims' perspective.1
Truth commissions come in varied forms and structures however, at a minimum they
all seek to clarify the 'truth', and thereby prevent the violence from being repeated.
Discussions abound regarding the inherent value in knowing the truth, and that this is a
necessary and basic step toward healing the wounds of the past and setting a nation on the
path towards justice and reconciliation.2 Through the truth-seeking and investigative
phase of a commission, formerly repressed victims of grave human rights violations and
other atrocities are finally given the opportunity to be heard. This process is thought to re-
dignify the victims through a formal process and acknowledgment that these horrific acts
1 National and international human rights trials are becoming more common. See generally e.g., JonathanD. Tepperman, Truth and Consequences, Vol. 81.2 Foreign Affairs 128 (March/April 2002); Chile: TrialAgainst Pinochet in Spain <http://www.derechos.org/nizkor/chile/juicio/eng.html> (accessed Dec. 15,2002); Trial of Slobodan Milosevic (IT-02-54) <http://www.un.org/icty/milosevic> (accessed Dec. 15,2002); The conviction of two Rwandan nuns <http://www.ianpaisley.org/article.asp?ArtKey=nuns>(accessed Dec. 15, 2002). 2 One author notes: "Where lies proliferate and too many victims suffer in silence, airing the truth can be apowerful remedy indeed." Jonathan D. Tepperman, Truth and Consequences, Vol. 81.2 Foreign Affairs128, 145 (March/April 2002). Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
In some cases, truth commissions may open the door for future prosecutions, though
there is little evidence of this proposition.3 Nevertheless, clarifying and making the truth
known brings with it a weighty responsibility. The expected result to the truth-telling
process is that future generations will be educated and cognizant of their nation's violent
history and that these acts will not be repeated. However, truth-telling alone is not an
effective deterrent or preventive measure, and it is a feeble substitute for prosecution.4
Although Guatemala and Peru have different social and political backgrounds that led
to tragic and violent histories, both countries elected truth commissions as an instrument
of reconciliation. This paper examines and compares the Guatemalan Historical
Clarification Commission's mandate and experience to that of the ongoing Peruvian
Truth and Reconciliation Commission's mandate and contends that, although truth-
seeking is a valuable process, justice in the form of prosecutions must necessarily follow
for there to be any meaningful and lasting reconciliation. Guatemalan Historical Clarification Commission5 A. Armed ConflictIn 1954, a CIA sponsored overthrow of Guatemala's democratically elected President
Jacobo Arbenz marked the onset of almost four decades of right wing military rule and
civil war. Leftist insurgent groups formed in the 1960s and strengthened throughout the
1970s, finally unifying as the Unidad Revolucionaria Nacional Guatemalteca (URNG) in
1982. The height of the violence in the 1980s was marked by the "scorched earth" policy
overseen by Generals Romeo Lucas Garcia and Efraín Rios Montt, and largely directed
toward the indigenous Mayan population in rural areas. Untold numbers of massacres,
killings and disappearances were rumoured and finally confirmed by the countless
3 Seesupra n. 1. 4 Aryeh Neier, President of the Open Society Institute stated: "efforts to promote truth commissions havebecome a way of avoiding efforts to do justice." See Jonathan D. Tepperman, Truth and Consequences,Vol. 81.2 Foreign Affairs 128,143 (March/April 2002). 5 Hereinafter CEH or Commission. The author worked with the Guatemalan Historical ClarificationCommission from September 1997 through February 1999. The observations and comments containedherein are those of the author and not necessarily those of the CEH. The unofficial translations containedherein and any errors are mine. Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
refugees spilling into Mexico.6 Democratic civilian rule returned to Guatemala in the
1990s, and on June 23, 1994 the Guatemalan Government and the URNG signed UN-
brokered peace accords signifying the end of the 36-year armed conflict. The Guatemalan
Historical Clarification Commission arose as a result of the Oslo Peace Accords.7
The CEH's Composition and Mandate
The Commission was composed of three "Commissioners" - two respected
Guatemalans, Alfredo Balsells, a lawyer, Otilia Lux de Cotí, an indigenous pedagogue
and a German academic, Christian Tomuschat. The field staff consisted of 142
Guatemalan Nationals and 131 internationals from over 31 countries. Regional offices
were established throughout Guatemala with the logistical support of the existing United
Nations Verification Mission "MINUGUA".8/9 Although the CEH conducted a public
information campaign, the country's poor infrastructure and communications often
required staff members to travel into the countryside to disseminate information about the
Commission and conduct private interviews in the villages and towns.
The CEH had three general tasks in its mandate:
• clarify with objectivity, equality and impartiality the human rights violations and actsof violence connected to the armed conflict that have caused suffering to the
• draft a report containing the results of the investigations and offer an objectiveassessment regarding what occurred during the time period, looking to all factors
6 Naomi Roht-Arriaza & Lauren Gibson, The Developing Jurisprudence on Amnesty, 20.4 Human RightsQuarterly 843, 852 (1998) citing Robert E. Lutz, A Piece of the Peace: The Human Rights Accord and theGuatemalan Peace Process, 2 Sw.J.L. & Trade Am. 183, 185 (1995). 7 See supra n. 2 at 136. 8 The preparatory phase started in February 1997. The CEH completed its report and presented it to theGovernment on February 25, 1999. Dr. Julie Guillerot, Cuadro Sinóptico sobre Algunas Experiencias deComisión de la Verdad, APRODEH-FIDH (August 2001). 9 Since November 1994, MINUGUA carried out verification activities and institution-building throughoutthe country. More than 250 human rights monitors, legal experts, indigenous specialists and police wereposted throughout Guatemala. <http://www.un.org/Depts/dpko/dpko/co_mission/minugua.htm> (accessedNov. 15, 2002). Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
• formulate specific recommendations with the aim of favouring peace and nationalpeace in Guatemala, specifically, measures to preserve the memory of the victims, toand to cultivate a culture of mutual respect and observance of human rights andstrengthening of the democratic process. 10
The CEH was tasked with investigating those human rights violations and acts of
violence that had occurred between January 1962 and 29 December 1996 - 35 years of
conflict. It had a very limited timeframe within which to investigate the broad range of
human rights violations and acts of violence that occurred over three decades of conflict.
The timetable for the CEH to complete its work was set for six months that could be
extended by another six, however, it ultimately required 19 months.11
The Commission was highly restricted in what it could do, as it did not possess any
subpoena powers, it had no right to grant amnesty and could not name individual
perpetrators.12 However, it "worked on the premise that restoring the dignity of the
victims was a paramount need in Guatemala and that national reconciliation would only
10 See Agreement on the establishment of the Commission to clarify past human rights violations and actsof violence that have caused the Guatemalan population to suffer, 23 June 1994, Guat.-URNG-UN, 36I.L.M. 283 (1997). 11 Christian Tomuschat, Workshop, The State of the Art of Truth Commissions, Marga Institute BerghofFoundation for Conflict Studies (23 March 2002, Sri Lanka) <http://www.fpsl.org.au/Marga.htm>(accessed Nov. 25, 2002).
12 After the release of the CEH's report, one human rights group commented: "Many thought it would
be a "toothless" commission. Unable to name names, given no judicial authority and only a year to do its
work (it took 18 months), human rights groups wondered if the work of Guatemala's "truth" commission
would contribute a measure of justice and reconciliation after 36-years of civil war and state repression."
Guatemala's Memory of Silence (February (1999), 19 Central America/Mexico Report 1 (1999)
<http://www.rtfcam.org/report/volume_19/No_1/article_2.htm> (accessed Dec. 1, 2002). Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601 (i) Human Rights Violations and Acts of Violence
The CEH's task to: "clarify…human rights violations and acts of violence linked to thearmed conflict" is the broadest aspect of its otherwise narrow and weak mandate.14 After
much debate, the Commissioners agreed to qualify those acts committed by State agents
or by individuals with State knowledge and acquiescence, as human rights violations, and
those acts committed by URNG members and private persons who took advantage and
abused the prevailing situation due to the armed conflict, as acts of violence.15 Human
rights violations and acts of violence documented by the CEH included genocide
committed by State forces against the Mayan population; massacres and extra-judicial
executions committed by State forces; massacres and killings committed by the guerrilla;
forced internal displacement and militarised relocation by the State; forced recruitment
by the guerrilla; as well as rape and sexual violence against women and children
committed by the State forces and the guerrilla.16
In its final report, the CEH estimated that approximately 200,000 Guatemalans had
been disappeared or extra-judicially executed during the armed conflict. It also found that
the Guatemalan army had committed approximately 93% of the total war crimes, and had
conducted over 600 massacres. Moreover, the army's counterinsurgency campaign had
legally constituted genocide against the Mayan people in some areas of the country
between 1981 and 1983. The URNG was responsible for 3% of the violations and 32
massacres.17 There are arguments that the broad range of violations and the limited time
period within which the mandate was to complete its work would weaken the CEH's
effectiveness. However, the Commission turned this possible detriment into an advantage
and examined the history and effects of the armed conflict from various perspectives,
14 Original Spanish text reads: esclarecer con suma objetividad, igualdad e imparcialidad las violaciones alos derechos humanos y los actos de violencia que causaron el sufrimiento de la población Guatemaltecarelacionados con el conflicto armado.Seesupra n. 10. 15 Felipe Sanchez, Encargado del Equipo de Casos Ordinarios, Memorandum: Propuesta de definicionessobre tipología de violaciones de derechos humanos y hechos de violencia (unpublished memorandumwritten for the CEH, April 8, 1998) (copy in author's possession); see also Guatemalan HistoricalClarification Commission, Guatemala: Memoria del Silencio, Mandato y procedimiento de trabajo(February 25, 1999) <http://hrdata.aaas.org/ceh>(accessed Oct. 14, 2002). 16 Priscilla Hayner, Conference, Truth Commissions: Historical Experiences and Lessons for Peru,Verdades Nunca Reveladas que Confrontan el terror del Estado y la Atrocidad (February 2, 2001, Lima,Peru) < http://www.aprodeh.org.pe/sem_verdad/documentos.htm > (accessed Oct. 15, 2002).
17Global Exchange Organization <http://www.globalexchange.org/campaigns/guatemala/history.html>
Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
analysing economic, social and other factors, such as the role and impact of US foreign
(ii) No Individualization or Judicial Effects
The weak mandate of the CEH was not a mistake.19 Post-conflict Guatemala was still
under the stronghold of the right wing military legacy of the past and the CEH had to
work within this construct. The Guatemalan military had observed the Truth Commission
in neighbouring El Salvador six years earlier name individual perpetrators and would not
allow this to be repeated in Guatemala.20 Therefore, the mandate specifically prohibited
the individualization of alleged perpetrators, as well as stating that the work,
recommendations and report of the CEH would have no judicial effect or end.21
Although this attribute was criticized, some experts have argued that there was no
alternative to the anonymity requirement, and that in effect "naming names" would have
undermined the work and credibility of the CEH.22 The National Reconciliation Law
(NLR) enacted on December 19, 1996, was a further reflection of the military's
continuing power and influence.23 The stated aim of the NLR was to reintegrate former
URNG combatants into society, and thereby act as a tool of reconciliation, however its
practical effect was a blanket amnesty for crimes committed by the State and its agents,
as well as the URNG during the armed conflict.24
Although Professor Tomuschat has conceded that the inability to individualize
perpetrators restricted the CEH from, "penetrating to the heart of the evil," it also forced
the CEH to have a different approach.25 The CEH utilized illustrative cases to emphasize
different types of violence, thereby providing a broader perspective and analysis.26 The
18 See supra n. 16. 19 See supra n. 2 at 137. 20 Id.See also Julie Guillerot, Cuadro Sinóptico sobre algunas Experiencias de Comisión de la Verdad,APRODEH-FIDH (August, 2001) <http://www.aprodeh.org.pe/sem_verdad/documentos.htm> (accessedOct. 15, 2002). 21 See supra n. 10. 22 See supra n. 2 at 136. 23 Ley de Reconciliación Nacional,Decree 145-96 (Dec. 18, 1996) (Guatemala). 24The amnesty excluded forced disappearances, torture, and genocide. La Prensa Libre, DemandaránGuatemala ante los Derechos Humanos por ley de amnistía (March 1,1997)<http://www.laprensahn.com/caarc/9703/c01002.html> (accessed Oct. 20, 2002). 25 See supra n. 2 at 137. 26 Id.Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
end result was that the final report looked to the causes of the armed conflict and
denounced an entire system.27 For an ineffectual and 'toothless' truth commission, this
had a more biting effect than naming the perpetrators.
Further reflecting the tenuous situation in Guatemala, the CEH was also confined by a
high standard of confidentiality. The objective of this was to safeguard witnesses and
informants, but from a practical perspective it also served as an incentive for people to
come forward and provide their testimonies. In many instances, victims and witnesses of
human rights violations and acts of violence felt that international presence lent
legitimacy to the CEH. The mixed national and international field teams dispersed
throughout the country were thought to achieve a balance between an intimate cultural,
historical and political knowledge possessed by the Guatemalan staff members, and a
level of objectivity and impartiality to be achieved by the presence of international staff
members. The legacy of the violent conflict and accompanying impunity for alleged
perpetrators left an indelible mark of fear and mistrust upon the Guatemalan citizenry and
many victims and witnesses were initially reluctant to come forward and provide their
testimonies. Therefore, international presence meant they were sometimes more likely to
participate and speak openly with a diminished fear of confidentiality being breached.
The Commission itself feared that the national staff members would suffer reprisals
for their participation in the CEH. The advantage of having international staff members
was clear - most left Guatemala upon completion of the final report and were out of the
immediate reach of possible repercussions for their participation in the Commission.28
Signalling that the pervasive power of the military was still intact, the Guatemalan
Commissioners took an extended leave of the country after the report had been
27 See supra n. 11; see also Douglass Cassel, Guatemala: Rewriting the National Myth, WorldviewCommentary No. 23 (March 9, 1999). 28 The Commission's fears proved to be well founded. In April 1998, two days after the Catholic Churchreleased its own report investigating the armed conflict, Bishop Juan Gerardi was brutally murdered. Jonathan D. Tepperman, Truth and Consequences, Vol. 81.2 Foreign Affairs 129, 137 (March/April 2002). 29 Guatemala's Memory of Silence, 19 Central America/Mexico Report 1 (1999) <http://www.rtfcam.org/report/volume_19/No_1/article_2.htm> (accessed Dec. 1, 2002). Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
Another advantage of the confidentiality requirement was that it became a specific
incentive for perpetrators of human rights violations and acts of violence to come forward
and provide key information. This information helped to clarify certain cases, as well as
to provide analysis of the strategies and mechanisms employed that caused the human
rights violations. Further, these key witnesses supported the contention that the human
rights violations were not merely attributable to the excesses of individual low-ranking
officers, but were part of a broader planned State policy and strategy.30
Perpetual Impunity Healing Truth FoundThe CEH's twelve-volume final report, "Memoria del Silencio" was presentedon
February 25, 1999 during a public ceremony to spectators and the President of the
Republic.31 Professor Tomuschat described the occasion as follows:
"The handing over of the Report was a glorious moment in the life of the Guatemalan
nation. It seemed that something great had been achieved, namely a truly objective
assessment of a period of history, which until then had lain buried under the mountains of
Despite the Commission's weak mandate, it managed to turn these handicaps into
some of the strongest attributes of its work-product. It was able to examine the history
and effects of the armed conflict without individualizing perpetrators and to condemn the
entire system in Guatemala and make recommendations in that regard.33 In short, the
CEH achieved the truth-seeking objective of its mandate and vindicated the victims, if
30 See supra n. 10. 31 Christian Tomuschat, Clarification Commission in Guatemala, Vol. 23 Human Rights Quarterly 233,253 (2001). 32 See infra note 34. 33 As part of its mandate, the CEH set forth the following recommendations: measures for the preservationof the memory of the victims; measures for the compensation of the victims; measures to foster a culture ofmutual respect and observance of human rights; measures for strengthening the democratic process; otherrecommendations to favour peace and national harmony; and the creation of a body responsible forpromoting and monitoring the fulfilment of the recommendations. Guatemalan Historical ClarificationCommission, Guatemala: Memoria del Silencio, Mandato y procedimiento de trabajo (February 25, 1999)<http://hrdata.aaas.org/ceh>(accessed Oct. 14, 2002). Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
only for a brief period.34 Unfortunately and predictably, the CEH's recommendations
have remained well beyond the reach of Guatemalans.35
Justice Remains ElusiveThe CEH did not have a justice-seeking component set out in its mandate. In fact, the
powers that be in Guatemala made every effort to ensure that domestic prosecutions
would not take place.36 However, it was clear from the moment that the truth was made
public to Guatemalans that this was insufficient vindication for the silent suffering they
had endured for so long. As one reporter noted:
"As the conclusions (of the CEH's report) were read at a solemn ceremony at the NationalTheatre, rights workers, relatives of victims and others among the 2,000 people broke intostanding ovations, sobs, shouts and chants of 'Justice! Justice!' " 37
Whereas in 1999 a glimmer of peace for the future and accountability for the past
appeared to light the way to a new era, in 2002, it is clear that Guatemala continues on its
dark path of state sponsored violence and impunity. None of the Commission's
recommendations have been adopted or implemented and there have been virtually no
domestic judicial proceedings or convictions for past atrocities. 38
In present day Guatemala, state sponsored violence is once again on the rise and aimed
at silencing those voices that dare to stand up and fight against the State's tradition of
impunity - human rights activists and leaders, as well as victims who seek justice and
implementation of the Peace Accords.39 This is not at all surprising considering that
General Rios Montt, who was charged with overseeing the most violent period in
34 Helen Mack, sister of anthropologist Myrna Mack who was stabbed to death in 1990, burst into tearsduring the presentation: "We the victims feel vindicated. No one can tell us we're following lies or ghostsanymore," she said. Guatemala's Memory of Silence, 19 Central America/Mexico Report 1 (1999)<http://www.rtfcam.org/report/volume_19/No_1/article_2.htm> (accessed Dec. 1, 2002). 35Professor Tomuschat noted: "…the euphoria that the ceremony of 25 February 1999 aroused was nopermanent factor, capable of determining the future course of national policies. On 16 March 1999, theGovernment….made public its first (and only) response to the report and the recommendations by theCEH. In a nutshell, it declared that nothing needed to be done." Christian Tomuschat, ClarificationCommission in Guatemala, Vol. 23 Human Rights Quarterly 233, 253 (2001). 36 See supra n. 23. 37 Mireya Navarro, Guatemalan Army Waged 'Genocide', New Report Finds, N.Y. Times, Feb. 26, 1999, atA1. 38Guatemala's Lethal Legacy: Past Impunity and Renewed Human Rights Violations, AmnestyInternational, AI Index:AMR 34/001/2002. But see Lawyers' Committee for Human Rights, Trial Begins inMack Case 12 Years after Killing, (Sept. 3, 2002) < http://www.lchr.org/media/2002_alerts/0903.htm>(accessed Oct. 30, 2002). 39Guatemala: Urgent Action - Threats/Fear for Safety, AI Index: AMR 34/037/2002, UA 173/02, 11 June2002. Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
Guatemala's history as its dictator, dominates the ruling Guatemalan Republican Front
party.40 His immunity from accountability is further strengthened by the fact that the
President of the Republic, Alfonso Portillo, is his son-in-law.41 Despite the clarification
of Guatemala's violent historical truth, one of the worst human rights abusers has been
able to consolidate his power domestically and continue the repression initiated over 20
years ago with unfettered impunity. Indeed, it would appear that the CEH fomented this
process by publishing the truth in a political climate averse to transitioning into a true
democratic state. Hence, publishing the truth diminished international pressure on
Guatemala by providing an acceptable alternative to domestic prosecutions and the
justice so clamoured for by its victimized citizenry.42
Peruvian Truth And Reconciliation Commission43 Political ViolenceIn October 1968, Peru suffered a coup that led to two successive military regimes.
Military rule lasted until 1980, after which the country enjoyed 10 years of
democratically elected government. However, it was during these years of democracy
that the Maoist guerrilla group Sendero Luminoso (Shining Path), led by Abimael
Guzman emerged in Ayacucho and the Marxist Movimiento Revolucionario TupacAmaru (MRTA) began their wrath of terror and violence throughout the countryside and
cities that lasted well into the 1990s. The Government reaction to the terrorism was not
well co-ordinated and the various strategies used resulted in grave human rights abuses in
the context of democracy.44 The Shining Path and MRTA were declared defeated in
1998, however, despite this triumph for the State, the costs to the respect for human
rights, rule of law and democracy were devastating.45
40 As Amnesty International notes: "Having committed mass murder with impunity during the conflictyears, those responsible see little reason to rein in their activities now." Seesupra n.38. 41See supra n. 2 at 137. 42Id. 43Hereinafter TRC or Peruvian Commission. 44There were some guerrilla actions in the 60s but not with the characteristics of the Shining Path. JulissaMantilla, Pontificia Universidad Católica de Perú, The Truth Commission in Peru: Trying to heal the openwounds< http://www.robarts.yorku.ca/pdf/mantilla.pdf> (accessed Oct. 16, 2002). 45Abraham Lama, Peru's Truth Commission off to a slow start, say activists, Digital Freedom NetworkNews <http://www.dfn.org/focus/peru/truth-commission.htm> (accessed Oct. 16, 2002). Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
In 1990, Alberto Fujimori assumed the government and was the self-declared leader of
Peru until he fled to Japan due to corruption scandals in 2000. The Congress
subsequently voted him out of office in November of the same year.46 During his term in
power, Fujimori passed several amnesty laws reinforcing the impunity enjoyed by the
military and security forces.47 Valentín Paniagua was named the interim President of the
Republic until July 2001 and took important measures to restore democracy to Peru,
including the creation of the Truth Commission by National Decree on June 4, 2001.48/49
On June 3, 2001, Alejandro Toledo was elected President and in September 2001, he
signed a supplementary decree modifying the Truth Commission to the Truth andReconciliation Commission.50 The Peruvian Commission began working in January 2002
and is currently engaged in completing its mandate, having conducted its final public
Peru's recent history and the causes of the violence that permeated the country are
quite different from the experience that afflicted Guatemala. However, both countries
accepted truth commissions as a compromised mode of transition. At first glance, the
TRC generally resembles the CEH, as they both were tasked with clarifying the truth and
making recommendations. However, given Peru's positive political climate the Peruvian
Commission has the vigour that the CEH lacked. Although this is a desirable feature, it
necessarily carries a heavier burden and a higher expectation to produce the results it is
46 Tamara Fienstein, ed., Peru in: The Eye of the Storm: declassified US documentation on HR abuses andPolitical Violence, National Security Archive Briefing Book No. 64 (January 22, 2002). 47 El Comercio, Corte declara inadmissibles leyes de amnistía que daban impunidad, (September 6, 2001). The Inter-American Court of Human Rights repealed these amnesty laws in the Barrios-Altos decision. 48Creación de la Comisión de la Verdad en el Perú, Decreto Supremo No. 065-2001-PCM (June 2, 2001published June 4, 2001). 49 See supra n. 46. Interim President Paniagua also: "removed restrictions of freedom of press, replaced thedismissed magistrates to the Constitutional Court…and returned Peru to the jurisdiction of the Inter-American Court on Human Rights." <http://www.gwu.edu/~nsarchiv/NSAEBB/NSAEBB64/index2html>(accessed Nov. 15, 2002). 50 Modifican Denominación de la Comisión de la Verdad por la de la Comisión de la Verdad yReconciliacion, Decreto Supremo No. 101-2001-PCM (August 31, 2001). 51 Carlos Lozada, Peru casts light on a dark Chapter from the past, Christian Science Monitor (October 4,2002) <http://www.csmonitor.com/2002/1004/pO7s02.html> (accessed Oct. 31, 2002). Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601 Peruvian Commission's Composition and MandateThe TRC was originally to be composed of seven Peruvian nationals designated by the
President of the Republic. Further reinforcing the political will to transition from the
corrupt and violent past, President Toledo enlarged the TRC to twelve members.52 As did
the CEH, the TRC has regional offices throughout the country equipped with stationary
and mobile teams that are conducting interviews, drafting testimonies, investigating cases
and disseminating information about the TRC.53
The Peruvian Commission contains five main objectives in its mandate. Briefly
• analyse the political, social and cultural conditions, as well as societal and Stateinstitutional actions that contributed to the political violence that permeated
• support the Courts to clarify the crimes and human rights violations committed bythe terrorist organizations or by State agents;
• try to determine the fate and situation of the victims, and identify in the mannerpossible, those presumed to be responsible;
• elaborate proposals for reparations and dignifying the victims and their families;• recommend institutional, legal and educational reforms;• and establish mechanisms to follow up the recommendations.54
The TRC is currently investigating the political violence that occurred from May 1980 -
November 2000. It has an 18-month time frame to carry out its work, with the possibility
of a 5-month extension. The TRC will use its maximum allotted time and is to complete
The Peruvian Commission enjoys a strong mandate in the very aspects that the CEH's
mandate was weak. The most striking strengths of the TRC are: its relationship with the
52 Modifican Denominación de la Comisión de la Verdad por la de la Comisión de la Verdad yReconciliación, Decreto Supremo No. 101-2001-PCM, 31 August 2001. 53 Peruvian Truth and Reconciliation Commission <www.cverdad.org.pe> (accessed Oct.10, 2002). 54 See supra n. 48. 55 Id.Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
courts, the identification of alleged perpetrators where possible and determining the fate
of victims. Whereas, the CEH was forced to turn potentially weak aspects of its mandate
into positive results, the TRC has well-defined factors explicitly set forth in its mandate.
The TRC's mandate also positively sets out to re-dignify the victims, while this attribute
was an underpinning of the CEH and was only verbalized by its foreign Commissioner.56
The existence and strength of the Peruvian Commission are a testimony to the political
climate of change in Peru. The current political will is the strongest factor in favour of the
TRC acting as a catalyst in achieving justice and reconciliation in Peru. The following
aspects of its mandate reflect the readiness of the government to clarify and make the
truth known. Despite this favourable political environment, the TRC's work risks
inevitable and potentially devastating shortcomings if the truth it publishes does not
convert into a justice-seeking process as proposed by it's mandate. Acts Imputable To Terrorist Organizations, State Agents Or Paramilitary GroupsAccording to its mandate, the TRC will focus on the following acts that are imputable to
the terrorist organizations, State agents or paramilitary groups:
• Killings and kidnappings;• Forced disappearances;• Torture and other grave injuries;• Violations to collective rights of the Andean communities and indigenous
• Other crimes and grave violations against the rights of persons.
The categories seem to reflect the estimates of the Peruvian Human Rights Ombudsman's
Office that the violence resulted in approximately 30,000 deaths at the hands of the
guerrilla and State security forces; approximately 4,000-6,000 people were 'disappeared'
after being arrested by Security Forces; thousands of people were arbitrarily detained by
police and State security forces; and police and army units carried out numerous
Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
massacres and torture. The violence forced approximately 400,000-600,000 people to flee
their villages and they were subsequently displaced. 57
In Guatemala, the results of the CEH's interviews and investigations dictated the
categories of human rights violations and acts of violence that were documented and this
turned out to be one of the strengths of the report.58 The TRC's categories of imputable
acts appear to pre-determine the results, despite the broader 'catch-all' category (e).
Further, the categories do not uniformly distinguish between human rights violations
committed by the State and the security forces and acts of political violence or crime
committed by the terrorist organizations.59 This disparity in the mandate could leave the
TRC vulnerable to attacks about its credibility if it fails to rectify this in its report.
Further, the failure to enumerate human rights violations and crimes such as arbitrary
detention and sexual violence may detract from giving victims of these acts the attention
they deserve. If the TRC does not properly highlight and analyse the use of arbitrary
detention and sexual violence as strategic tools employed during the period of violence, it
may detract from the recommendations for educational, institutional and legal reforms.
As was the case for the Guatemalan Commission, it will be up to the TRC to transform a
potentially weak and vulnerable aspect of its mandate into a strong and positive result
through its analysis and recommendations. Public HearingsFurther reinforcing the political will to clarify the truth, the Peruvian Commission's
mandate provides for public hearings to take place. The nationally televised hearings in
Peru are the first time in the Americas that a truth commission has conducted its truth-
57 Rights and Democracy, International Centre for Human Rights and Democratic Development, Peruvianexperience of battle against terrorists should be considered by international community, saysCommissioner Sofia Macher <http:// www.serveur.ichrdd.ca/print.iphtml>; see also Washington Office onLatin America, Peruvian Government Establishes Truth and Reconciliation Commission, Requestsexpedited Declassficiation of Relevant US Documents (January 04, 2002) <http://www.wola.org/peru-declassification_memo_cong.htm> (accessed Dec. 1, 2002); Sebastian Brett, Peru Confronts a ViolentPast: The Truth Commission Hearings in Ayacucho, Human Rights Watch, April 8-12 2002<http://www.aprodeh.org.pe/sem_verdad/14may2002iii.htm> (accessed Dec.1, 2002); Carlos Lozada, Perucasts light on a dark chapter from the past, The Christian Science Monitor (October 04, 2202). 58 See supra n. 16. 59 The CEH was criticized as being too focused on the suffering of the Mayan population and not asforthcoming regarding the abuses suffered by the Ladino population. It has also been argued that this
Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
seeking process so publicly.60 Since April 2002, the TRC has aired eight hearings on
television, marking an important step towards disseminating the truth and re-dignifying
the victims. However, unlike the experience in Guatemala where the high confidentiality
standard was an incentive for the perpetrators of human rights violations and acts of
violence to come forward and provide key information, there is no such incentive in Peru,
and perpetrators are not likely to come forward.
In Guatemala, the political circumstances necessitated a high level of secrecy,
therefore the silence that accompanied impunity for decades, continued in the quest for
truth. Despite indications that 82% of Peruvians supported the creation of the TRC and
the military publicly declared its support, the Peruvian Commission is not ignorant of the
possible reprisals that airing the horrific truths of the past in public may have.61
Therefore, there are explicit provisions in the mandate for security measures to be
implemented to protect both the victims and witnesses that participate in the TRC, as well
The TRC is truly a victim-based commission and explicitly holds itself out as a partner
of a justice-seeking process.62 The government's failure to provide access to justice for
the victims through a prosecutorial process after such a public truth-telling process will
stunt the reconciliation process. The truth, in and of itself, may heal some of the nation's
wounds, but it is not enough - accountability is necessary. One Peruvian human rights
activist said, "Once we know the truth, we have to make justice. Only then will
reconciliation happen. If not, we'll see pockets of resentment that will eventually
explode." The Guatemalan experience is confirmation that making the truth known
without a commitment to justice is detrimental to the transitional justice process.
focus, "reflected the genuinely genocidal nature of the war, which affected Mayans far more than Ladinos,"Jonathan D. Tepperman, Truth and Consequences, Vol.81.2 Foreign Affairs 128,140 (March/April 2002). 60See supra n. 51. 61Washington Office on Latin America, Peruvian Government Establishes Truth and ReconciliationCommission, Requests expedited Declassficiation of Relevant US Documents, (January 04, 2002)<http://www.wola.org/peru-declassification_memo_cong.htm> (accessed Dec. 15, 2002). 62 Seeinfra "TRC's relationship with the Courts."
Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601 TRC's Relationship With The CourtsThe Peruvian Commission's mandate explicitly sets out that it will have no jurisdictional
qualities and therefore, like the CEH, it has no power to prosecute. However, the mandate
also states that the TRC is to support the courts to clarify the crimes and human rights
violations committed by the terrorist organizations or the state.63 This aspect of its
mandate sets it distinctly apart from the Guatemalan experience, and is perhaps the
strongest factor the TRC can rely on in order to achieve its stated goal of reconciliation
The fragile state of the judicial system in a post-conflict society is a basic argument
against a burdensome trial process, and is therefore supportive of the truth-seeking and
reconciliation process found in truth commissions. Peru's criminal justice system has not
been immune to the effects that two decades of political violence have had on the
country. In addition to clarifying the past violence, the televised hearings have shed light
on the lack of faith that Peruvians have in the judiciary and the rule of law. 64/65 A
witness testifying before the TRC in Trujillo expressed: "Justice in Peru is not justice…if
there is justice, it is for the rich, not for the poor like me."66 The TRC should utilize its
intrinsic capacity to broadly analyse the period of political violence and help to release
the judiciary from the stigma it carries by examining this institution's role and
contribution during the years of violence. Further, the Peruvian Commission should
make specific recommendations and create the mechanisms to follow these
recommendations to build confidence in the rule of law. Failure to instil some level of
confidence in the judiciary will mean the TRC's existence will have been for naught, and
the publicized truth will be neatly archived with the Human Rights Ombudsman's Office
while Peruvians remain in search of justice.67
63Id. 64 See supra n. 51. 65 At the Trujillo Hearings, TRC Commissioner Saloman Lerner remarked: "It is necessary for justice inPeru to be brought before a tribunal of its own. Here we have a great problem." Id. 66 Carlos Lozada, Peru casts light on a dark Chapter from the past, Christian Science Monitor (October 4,2002) <http://www.csmonitor.com/2002/1004/pO7s02.html> (accessed Oct. 31, 2002). 67 See supra n. 48. Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601 Transitional Justice On a positive note, it appears that the Peruvian Government is genuine in its support of
the TRC's work and has taken concrete steps in that regard. The Attorney General's
office has appointed Special Prosecutors to: 1) investigate human rights crimes
committed under the Fujimori government; and 2) investigate cases from the 1980s per
an agreement with the Inter-American Commission on Human Rights.68 Charges have
already been filed by the prosecutor investigating crimes committed under Fujimori's
reign against the "La Colina" group death squad. The special prosecutor dealing with the
cases from the 1980s has the daunting task of investigating and determining criminal
responsibility in about 165 cases left pending before the Inter-American Commission on
It would appear that Peru is on the right path and is balancing domestic criminal
investigations and prosecutions with its search for truth. Despite the vast amount of work
that needs to be done, if the Peruvian authorities approach it in a transparent and inclusive
manner, there may be hope for a true transition to a reconciled state that respects the rule
Conclusions The question for the victims in countries such as Guatemala and Peru is, what value is
there in truth without justice? The failure of any significant progress towards
reconciliation and justice is an empty moral promise for the citizens of Guatemala.70
Granted, the CEH never set out to achieve justice, and this is reflected in its mandate.
However, the Guatemalan Commission primarily sought to re-dignify the Guatemalan
people through a truth-seeking process and lay the foundation for national
reconciliation.71 Although the CEH achieved a historical truth, it has fallen far short of
re-dignifying the Guatemalan people, and may have inadvertently become an accessory
to the continuing repression and impunity against them.
68 Sebastian Brett, Peru Confronts a Violent Past: The Truth Commission Hearings in Ayacucho, HumanRights Watch, April 8-12 2002 <http://www.aprodeh.org.pe/sem_verdad/14may2002iii.htm> (accessedDec.1, 2002). 69 Id. 70 Eduardo Gonzalez Cueva, M.A.Soc, Perspectivas teoricas sobre la justicia transicional, New School forSocial Research < http://www.aprodeh.org.pe/sem_verdad/documentos.htm > (accessed Oct. 15, 2002). 71 See supra n. 11. Peace, Conflict and Development - Issue Four, April 2004 ISSN: 1742-0601
The TRC has literally held itself to a higher goal than the CEH and is a fundamental
component of the justice-seeking step towards reconciliation for Peru. The Peruvian
Commission enjoys a political climate that should transform into a judicial process.
However, if not properly addressed, the effects of the political violence on the judiciary
and the lack of confidence in the rule of law could result in a similar state of impunity as
For the international community and advocates of transitional justice, the question is
one of ethics and responsibility when crafting policies and mechanisms to aid countries
such as Guatemala and Peru in their post-conflict journeys toward reconciliation and
respect for the rule of law and human rights. Although the idea of a commission that will
investigate, clarify and publish unknown truths and horrors of a nation's past may seem
the perfect vehicle to make peace and move toward a reconciled future, it is not a panacea
for the post-conflict ills of all nations. The lesson learned from Guatemala is clear - there
can be no justice without truth, but truth without justice can be a much more dangerous
proposition, as it will only serve to strengthen and perpetuate impunity.
Truth was achieved in Guatemala, and it most certainly will be achieved in Peru.
However, the elusive goals of justice and reconciliation are the determining factors in
whether a truth commission will become an accomplice to perpetuating impunity or an
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