Sedative-Hypnotic Use of Diphenhydramine in a Rural, Older Adult, Community-Based Cohort Effects on Cognition Ranita Basu, M.D., Hiroko Dodge, Ph.D. Gary P. Stoehr, Pharm.D., Mary Ganguli, M.D., M.P.H. Objective: The authors sought to identify patterns and associations of prescription and over-the-counter sedative-hypnotic use in an older, rural, blue-collar, community- based cohort in southwestern Pennsylvania over 10 years. Methods: A group of 1,627 individuals age 65 and over were recruited and assessed during 1987-1989 and re- assessed during approximately biennial waves. Data included sleep medications, de-mographics, depressive symptoms, sleep complaints, and cognitive functioning (Mini-Mental State Exam [MMSE]). Results: At Waves 1 through 5, the mean age of the cohort increased from 73.4 to 80.5 years. Use of prescription sedative-hypnotics (primarily benzodiazepines) increased from 1.8% to 3.1%, and over-the-counter sedative-hypnoticuse (primarily diphenhydramine) increased from 0.4% to 7.6%. At Wave 5 (1996-1998), 8.17% of the sample reported using diphenhydramine as a sleep aid. Afteradjusting for age and sex, diphenhydramine use was associated with higher educationand more depressive symptoms, the latter becoming nonsignificant after controllingfor initial insomnia. MMSE became significantly associated with diphenhydramineuse when 143 subjects with dementia were excluded from the analysis. Conclusion: As the cohort aged, prescription sedative-hypnotic use remained relatively stable, whereas over-the-counter sedative use, principally diphenhydramine, increased sub-stantially. The association of this drug with cognitive impairment in persons withoutdementia highlights its potential for causing adverse reactions in older adults. (Am JGeriatr Psychiatry 2003; 11:205-213)
Olderadultsinthecommunitycontinuetoconsume as inadequate, or inadequately refreshing. Some, but
a disproportionately large share of sedative-
probably not all of these individuals suffer from clini-
hypnotic drugs.1 Presumably, they perceive their sleep
cally significant insomnia, perhaps complicated by ad-
Received August 10, 2001; revised November 11, December 4, 2001; accepted December 5, 2001. From the Division of Geriatrics and Neuropsy-chiatry, Department of Psychiatry, University of Pittsburgh School of Medicine, Pittsburgh, PA (RB,MG), the Department of Epidemiology, Universityof Pittsburgh Graduate School of Public Health, Pittsburgh, PA (HD,MG), and the Department of Pharmaceutical Sciences, University of PittsburghSchool of Pharmacy, Pittsburgh, PA (GPS). Address correspondence to Dr. Ganguli, Western Psychiatric Institute and Clinic, 3811 O'Hara Street,Pittsburgh, PA 15213-2593. e-mail: gangulim@msx.upmc.edu.
Copyright ᭧ 2003 American Association for Geriatric Psychiatry
Am J Geriatr Psychiatry 11:2, March-April 2003
ditional conditions, such as pain. Some seek prescrip-
Survey (MoVIES) study is being conducted within the
tion sedative-hypnotics from their physicians, whereas
mid-Monongahela Valley area of southwestern Pennsyl-
others self-medicate with alcohol or over-the-counter
vania. Study procedures receive annual approval from
sleep aids, with or without the knowledge of their phy-
the University of Pittsburgh Institutional Review Board;
sicians. Reasons for self-medication may include the
sampling and recruitment of the study cohort have pre-
higher cost of prescription medication, limited access
viously been described in detail.4-6 Eligibility criteria for
to healthcare, beliefs in the superiority of "natural"
entry into the study cohort, between 1987 and 1989,
products, suggestions from friends and family, and in-
included community residence (i.e., not already being
creased direct marketing of sleep aids to the public.
in long-term care), age of 65 years or older, fluency in
The use of prescription drugs for sleep has not in-
English, and at least a sixth-grade education; the latter
creased over time in North America, despite heavy ad-
two criteria were intended to facilitate interpretation of
vertising and the introduction of new benzodiazepines
the neuropsychological (cognitive) tests used to screen
and new non-benzodiazepine sedative-hypnotic drugs
for dementia. The total number of randomly selected
such as zolpidem and zaleplon. However, the use of
participants who met eligibility criteria and consented
nonprescription sleep aids, including antihistamines,
to participate was 1,422. An additional 259 volunteer
valerian, melatonin, herbal remedies, and kava powder
participants met the same entry criteria and brought the
has increased over the last decade and now exceeds
total cohort size to 1,681 at study entry (1987-1989).5
prescription hypnotic use in the United States.2 Elderly
All participants underwent a screening interview at
Canadian subjects responding to a survey of nonpre-
study entry, and a subset of them (see below) under-
scription drug sleep aids reported similar patterns of
went a clinical assessment for dementia. All surviving
nonprescription drug use for sleep-alcohol, antihista-
participants were subsequently contacted for follow-up
mines such as dimenhydrinate and diphenhydramine,
screening interviews at approximately 2-year intervals,
analgesics such as acetaminophen, aspirin, and codeine-
in a series of data collection "waves." Data reported in
containing products, and herbal products such as
this article were collected from participants who sur-
herbal teas, St. John's wort, and melatonin.3 The more
vived and consented to participate in each data collec-
recent introduction of a variety of nonprescription an-
tion period, from Wave 1 (1987-1989) through Wave 5
algesic/hypnotic combinations appears to have contrib-
uted to the increased use of nonprescription hypnoticdrugs.2
Screening
In an ongoing, prospective, epidemiological study
of a cohort drawn from a rural American community,
After providing written informed consent, each
we examined the use of prescription and over-the-
subject underwent an in-home screening and risk-factor
counter sedative-hypnotic drugs over 10 years of follow-
assessment interview. The interview include approxi-
up. We hypothesized that the use of these drugs might
mately 25 minutes of cognitive screening,7 including
be associated with depressive symptoms as well as cog-
the Mini-Mental State Exam (MMSE)8 and other, more
nitive impairment in these older adults. Observing that
specific, tests of cognitive domains known to be af-
by far the most common sedative-hypnotic agent used
fected in dementia. The test battery included (but was
was diphenhydramine; we focused our analyses on fac-
not limited to) the neuropsychological battery consti-
tors cross-sectionally associated with the use of this
tuted by the NIA Consortium to Establish a Registry for
Alzheimer's Disease (CERAD).9 Subjects also respondedto a previously described modified version (mCES-D)10of the Center for Epidemiological Studies-Depressionscale(CES-D).11 Briefly, in the mCES-D, the questions are
MATERIALS AND METHODS
asked in the second-person by a trained interviewer. All20 original CES-D items are included, but rated (0: no,
Study Site and Population
1: yes) according to whether or not the subject expe-rienced them "most of the time" (operationalized as "3
Originally designed as a population-based dementia
or more days") during the previous week. Thus, the
registry, the Monongahela Valley Independent Elders
mCES-D score reflects the number of symptoms expe-
Am J Geriatr Psychiatry 11:2, March-April 2003
rienced on 3 or more days of the preceding week, the
score according to the CERAD protocol.9 On the CDR
maximum possible score being 20. A history of pre-
scale, scores (stages) of 0, 0.5, 1, 2, and 3 indicate no
scription and nonprescription (over-the-counter) med-
dementia, possible/incipient dementia, mild, moderate,
ication use was taken as part of the screening interview,
and severe dementia, respectively. For the current anal-
with drug information being obtained both from self-
yses, we categorized as "demented" all those with CDR
report and from medication bottle labels.12,13 Subjects
(and reliable informants, when applicable and available)were asked to report their use of medications as of the
Categories of Drugs
day of the assessment, using a 2-week frame of refer-ence if necessary. Questions regarding sleep complaints
Prescription drug data were initially classified
included difficulty falling asleep at night (initial insom-
within American Hospital Formulary System (AHFS)
nia), difficulty staying asleep or sleep continuity distur-
categories.12 Over-the-counter (nonprescription) drugs
bance (intermittent insomnia), or early-morning awak-
were classified according to therapeutic category.13
Benzodiazepines classified as sedatives were fluraze-
On the basis of their screening cognitive test scores
pam, temazepam, triazolam, and estazolam. For the cur-
at study entry, subjects were classified as cognitively
rent analyses, we did not include other benzodiazepines
intact or impaired on the basis of the following opera-
(e.g., alprazolam and lorazepam), or antidepressant or
tional criteria: scores at or below the 10th percentile of
antipsychotic drugs, that subjects may or may not have
the sample on either the general mental status test
been using for sleep. Our rationale was that we did not
(MMSE)8 and/or at least one test of memory and one
have access to information regarding the indications for
test of another cognitive domain. These criteria have
which the subjects' physicians had prescribed these
previously been shown to be sensitive and specific for
dementia.4 During subsequent biennial follow-up wavesof cognitive screening with identical measures, subjects
Statistical Methods
whose decline in scores (from previous waves) was atthe 95th percentile of the cohort and those whose
First, we examined the frequencies and propor-
scores had newly fallen to below "impaired" levels as
tions of those taking any sedative/hypnotic drugs at
defined above, were classified as "cognitively declined."
each wave. Observing that the active component of the
At each wave, subjects classified as either cognitively
vast majority of these drugs was diphenhydramine, we
impaired or declined were asked to undergo a clinical
focused our attention on this agent. Preliminary analy-
(diagnostic) evaluation for dementia, described below.
ses showed that diphenhydramine use increased dra-
Also, a sample of cognitively intact subjects, matched
matically at the most recent wave (Wave 5, 1996-1999),
for age, sex, and education with subjects diagnosed as
when it was present in high enough frequency to per-
"demented" (see below) was also selected at Wave 1 as
mit multivariate analysis. We therefore focused our sub-
a control group for clinical evaluation.15
sequent analyses on diphenhydramine use at this wave.
At Wave 5 (Nס845), we examined the difference
Diagnosis of Dementia
between diphenhydramine users and non-users in theirdistributions of age, sex, education, mental status
The MoVIES clinical evaluation protocol followed
(MMSE) scores, and depressive symptom (mCES-D)
the diagnostic protocols established by CERAD9 and the
scores, using Mann-Whitney tests (for continuous vari-
University of Pittsburgh Alzheimer's Disease Research
ables) and chi-square or Fisher's exact test (for categor-
Center (ADRC). It included a standardized history, brief
ical variables). The distributions of MMSE scores and
general physical and detailed neurological exams, men-
mCES-D scores were highly skewed, as would be ex-
tal status exam, an informant interview, and a standard
pected in a largely healthy community sample. There-
laboratory panel (hematology, chemistry, serology).
fore, in addition to treating them as continuous vari-
Clinical evaluations were carried out blind to subjects'
ables for analyses using nonparametric tests, we also
screening cognitive scores. Dementia was diagnosed ac-
categorized them using cutpoints at the 10th percentile
cording to DSM-III-R criteria.16 Diagnostically evaluated
of our sample (MMSEՅ23) to identify the most cogni-
subjects received a Clinical Dementia Rating (CDR)17
tively impaired tenth of our sample; and the 90th per-
Am J Geriatr Psychiatry 11:2, March-April 2003
centile of the sample (Ն5 on the mCES-D), to identify
1, which shows combined prescription and OTC di-
the most depressed tenth of our sample.
phenhydramine). The proportion of those taking seda-
For multivariate analyses, logistic-regression models
tive-hypnotic drugs increased at each consecutive wave,
were applied to data from Wave 5 to examine the as-
with a sharp increase in the most recent wave (2.2% at
sociation between diphenhydramine use (dependent
Wave 1 to 10.6% at Wave 5). This increase was mainly
variable) and age, sex, education, MMSE, and mCES-D
due to the increase in diphenhydramine use. At Wave
scores, and subjective sleep complaints (independent
1, equal numbers (nס6 each) of subjects were taking
variables). In the first model, the independent variables
prescription and OTC diphenydramine; by Wave 5, 12
were age, sex, education, original recruitment in ran-
and 57 subjects were taking prescription and OTC di-
dom sample versus volunteer sample, MMSE score, and
mCES-D score. In the second model, we added three
At Wave 5, the cohort size was 845, representing
insomnia complaints: initial, intermittent, and terminal
attrition since Wave 4 of 13.6% from mortality, 2.7% due
insomnia. We excluded from these analyses 50 subjects
to permanent relocation and dropout, and 3.2% who
who had incomplete data on one or more of the above
skipped Wave 5 only. Of the 845, 657 were originally
variables, reducing the sample size to 795 for these anal-
recruited from the random sample and 188 from the
volunteer sample. The mean (SD) ages of diphenhydra-
We then fit the above logistic regression-models
mine users and non-users were almost identical, at 80.1
again, excluding 143 subjects with dementia, defined as
(4.6) and 80.5 (4.6) years, respectively, not significantly
those with CDRՆ0.5, in case these subjects had "bot-
different by Mann-Whitney test (pס0.436; Table 2).
tomed out" on the MMSE and were not susceptible to
Women comprised 73.9% of users and 64.2% of non-
further variation related to use of the drug. The sample
users, but these proportions were not significantly dif-
size for this analysis was therefore 652.
ferent by chi-square test (1 df; pס0.104). Users were
Goodness of fit for the logistic-regression models
significantly better educated: those with greater than
was examined by use of the Hosmer-Lemeshow
high school education comprised 62.5% of non-users
goodness-of-fit test.17 All the models indicated ade-
and 76.8% of users, a significant difference by chi-square
Of the 845, 25 did not complete the MMSE, and 26
had incomplete mCES-D data. The mean (SD) MMSE
scores of all 820 subjects, of the diphenhydramineusers, and the diphenhydramine non-users, were 26.6
A total of 1,681 subjects were enrolled at Wave 1 (base-
(3.7), 26.5 (3.8), and 26.6 (3.7), respectively. No sub-
line, study entry). Participants at subsequent waves
jects with MMSE Յ18 were taking diphenhydramine.
numbered 1,342 (Wave 2), 1,165 (Wave 3), 1,016 (Wave
Table 2 also shows the proportions of subjects with
4), and 845 (Wave 5). Subjects with incomplete medi-
low MMSE scores (Յ23), high mCES-D scores (Ն5),
cation information were deleted from the sample for
and insomnia complaints: initial, intermittent, and ter-
the present analyses; the total sample sizes used for this
minal insomnia, among users and non-users of diphen-
study at Waves 1 through 5 are, therefore 1,627, 1,338,
hydramine. The table also summarizes the results of
1,164, 1,015 and 845. Mean (standard deviation [SD])
unadjusted and adjusted (multiple logistic regression)
ages at each wave were 73.4 (5.9), 74.9 (5.5), 76.9 (5.3),
analyses of associations of these variables with diphen-
78.8 (5.1), and 80.5 (4.6) years, respectively.
hydramine use. A diagnosis of dementia, with a CDR
Table 1 shows the number of subjects taking
score Ն0.5, was received by 143 individuals. Their
sedative-hypnotic drugs, within prescription and non-
mean (SD) MMSE score was 23.7 (3.5), whereas that of
prescription (over-the-counter, OTC) categories at each
the non-demented subjects was 27.7 (1.8).
wave. At these consecutive waves, use of prescription
The results of the four regression models are sum-
sedative-hypnotics (primarily benzodiazepines) was re-
marized in Table 2 as odds ratios (OR) with 95% confi-
ported in 1.8%, 2.5%, 2.0%, 1.3%, and 3.1% of the sam-
dence intervals (CI) and p values derived from Wald chi-
ples, respectively, and OTC sedative-hypnotics (primar-
square tests with 1 df. In Model I, including all subjects,
ily diphenhydramine) were reported as used by 0.4%,
and not including sleep complaints, higher education
0.6%, 1.6%, 3.0%, and 7.6%, respectively (not in Table
(OR: 2.2; pס0.021) and higher depression scores (OR:
Am J Geriatr Psychiatry 11:2, March-April 2003
2.5; pס0.031) were independently associated with di-
ble between 1987 and 1999, while the use of over-the-
phenhydramine use. By contrast, in Model II, including
counter sleep aids increased dramatically. Diphenydra-
all subjects, with sleep complaints included as indepen-
mine was the active ingredient in the majority of the
dent variables, depressive symptoms were no longer sta-
sedative-hypnotics used. This finding corresponds to na-
tistically significant, but initial insomnia became statis-
tional trends showing that use of nonprescription hyp-
notics containing diphenhydramine or doxylamine has
association with diphenhydramine use. In Model III,
increased yearly since 1987, with an even greater in-
limited to non-demented subjects, (i.e., excluding sub-
crease in sleep aids containing antihistamines combined
jects with CDRՆ0.5) and not including insomnia vari-
ables, higher education (OR: 2.2; pס0.047), and lower
We found no association of diphenhydramine use
MMSE scores (OR: 6.7; pס0.005) were statistically sig-
with age in our sample, with its relatively narrow age
nificantly associated with diphenhydramine use. These
range of 73.3 to 99.0 (mean age 80) years. Blazer et al.,1
two associations remained significant even after sleep
similarly, found no relationship between age and
complaints variables were introduced into the model
sedative-hypnotic use in their aging community sample.
We also found no association with sex but did find one
with higher educational level, even after adjusting for
the effects of age and sex. Potential explanations in-
DISCUSSION
clude a confounding association between higher edu-
cation and higher income (reflecting greater purchasing
Diphenhydramine has been available in the United
power), or between higher education and propensity
States since 1945, and its potential adverse effects were
to self-medicate with nonprescription drugs, or perhaps
reported as early as 1947.19 It has both antihistaminic
even a greater receptivity to advertising and direct-
and anticholinergic actions and is prescribed for the
treatment of allergies, motion sickness, and Parkinson
As did Blazer et al. with regard to sedative-hypnotics
disease. It is also frequently used as a sleep aid, both by
in general,1 we found that a greater number of depres-
prescription and over the counter, because of its effi-
sive symptoms were independently associated with the
use of diphenhydramine in our cohort. However, the
In our community-based sample, the frequency of
addition of sleep complaints to the model revealed a
prescription sedative-hypnotic drug use remained sta-
significant association of diphenhydramine use with
Prescription and nonprescription sedative-hypnotic use over 10 years, n (%) 1987-1989 1989-1991 1991-1993 1993-1996 1996-1998 Sedative-Hypnotic Drug (N1,627) (N1,338) (N1,164) (N1,015) (N845)
aDiphenhydramine-containing products include: generic diphenhydramine, Benadryl, Benylin, Nervine, Aid-To-Sleep, Nytol, Robitussin PM,
Tylenol PM, Motrin PM, acetaminophen PM, Excedrin PM, Legatrin PM.
bTotal number of drugs exceeds total number of subjects when one or more subjects reports taking more than one drug.
Am J Geriatr Psychiatry 11:2, March-April 2003
including insomnia complaints Subjects, excluding Non-demented Analyses insomnia complaints (multivariate) including Adjusted insomnia complaints (N Subjects excluding I, insomnia complaints (1996-1998) 5 Analyses n Non-Users (n Unadjusted diphenhydramine n (n associated Complaints: Insomnia
Am J Geriatr Psychiatry 11:2, March-April 2003
difficulty in falling asleep, whereas the association with
caused delirium in mildly demented patients.32 A few
depressive symptoms became non-significant. Thus, the
studies have also suggested that anticholinergic drugs
initial insomnia related to depression was the likely ba-
cause cognitive deficits in patients with Parkinson dis-
sis of the relationship between depression and diphen-
ease, a group for whom such drugs are frequently pre-
Our primary hypothesis was that the potential
benefits of diphenhydramine as a sleep aid might be
healthy older adults have yielded mixed results with re-
overridden by its negative consequences for cognitive
spect to cognitive impairment.36-39 In one study, de-
functioning in these older adults. The cognitive effects
tectable anticholinergic levels of commonly prescribed
of diphenhydramine in older persons are usually attrib-
medications were associated with impairments in mem-
uted to its anticholinergic properties.23,24 A role may
ory and attention in normal elderly subjects.40 In an-
also be played by interactions mediated by cytochrome
other study, older women appeared to suffer lesser im-
oxidase enzyme-2D6 interactions, in which diphenhy-
pairments than younger adults.41 In studies of younger
dramine may raise the anticholinergic effects of other
adults, diphenhydramine produced less consistent
memory impairment than did scopolamine,42 but more
In our overall sample, our initial hypothesis was not
sedation and cognitive deficits than the newer, less
confirmed. Although there was a twofold increased
centrally-acting antihistamines.43-45 One study found
probability of a low general mental status (MMSE) score
that drowsiness and mental impairment had parallel
in diphenhydramine users, even after adjusting for the
slopes relative to diphenhydramine concentrations, al-
possible confounding effects of depression, the associ-
ation was not statistically significant. However, when
Our study had some limitations. Medication use
individuals with dementia were excluded from analysis,
data were obtained by self-report from subjects/infor-
the association between the MMSE and diphenhydra-
mants and bottle labels. We had no access to medical
mine became much stronger and statistically significant.
records or other sources of information regarding what
One possible interpretation is a floor effect, that is, that
the participants' physicians may have prescribed and
individuals with dementia had sufficient brain dysfunc-
for which indications. However, the bulk of the re-
tion that their background cognitive impairment was
ported diphenhydramine use in our study sample was
not substantially affected by diphenhydramine use. The
purchased over the counter. Our data on drug use is
explanation may also partly be that the 143 demented
presumed accurate as regards "regular" use as of the
subjects included the 13 subjects with MMSE Ͻ18,
time of assessment at Wave 5; we have no objective data
none of whom were taking diphenhydramine.
on actual frequency or duration of use, but only 8 of
Evidence from previous studies is mixed. We are
the 69 users at Wave 5 had reported being users at Wave
not aware of any previous population-based studies on
4. The number of users provided sufficient power for
the relationship between cognitive functioning and
hypothesis-testing only at Wave 5. Thus, our analyses
chronic use of diphenhydramine or other anticholiner-
are cross-sectional in nature and do not permit the de-
gic drugs. Results are difficult to compare across studies
termination of the direction of the associations we have
because of variation in study population (most often
reported here. For example, we cannot state whether
patients or volunteers), subjects' age, study design (ob-
diphenhydramine use led to cognitive impairment or
servational or experimental), and the cognitive mea-
vice versa. Power may also have been insufficient to
detect small effects because, in this population-based
Previous studies of clinical samples have revealed
sample, the proportion of individuals with significant
clear associations of anticholinergic drug levels or an-
depressive symptoms and cognitive impairment was
ticholinergic activity with delirium or diminished cog-
low. However, the population-based nature of the sam-
nitive/functional ability in surgical,26 medical,27,28 nurs-
ple enhances its generalizability to the community at-
ing home,29 and psychiatric (depressed) patients.30
large, since it is less affected by selection bias than sam-
Although diphenhydramine was found beneficial in one
ples of patients or volunteers on whom many previous
treatment study of non-cognitive behavioral distur-
bances in dementia,31 another report found that as low
Diphenhydramine use as a sleep aid is on the rise
a single dose as 25 mg-50 mg of diphenhydramine
among older adults. Many users of nonprescription
Am J Geriatr Psychiatry 11:2, March-April 2003
sleep aids, and indeed many physicians, may be un-
collection and management, and the MoVIES study
aware that diphenhydramine is an ingredient of these
participants for their cooperation.
products. Its potential adverse effects on cognition
This work was previously reported in part at the
should be considered. Practitioners should be alert to
14th Annual Meeting of the AAGP, February 23-26,
their patients' use of over-the-counter sleep aids, par-
ticularly when cognitive impairment is present. The work reported here was supported in part byResearch Grant AG07562 from the National Instituteon Aging, U.S. Department of Health and Human Ser-The authors thank Linda Wake for her assistancevices. It was performed at the University of Pittsburghwith the preparation of an earlier version of this(School of Medicine and Graduate School of Publicmanuscript, the staff of the MoVIES project for dataReferences
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